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We welcome members from the lawful community to come back in, Possess a coffee, and chat about developments which could have an impact on their tactics, including the Canadian Securities Directors’ Regulatory Sandbox and staff members detect on cryptocurrency choices.

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OSC team might be Talking within the YWCA concerning the purple flags of fraud, frequent types of expense fraud, and the way to make a lot more informed economic conclusions.

Advising Reps and chief compliance officers and supreme selected folks of portfolio supervisor companies.

Benefits: Listen to about issues determined by equally the OSC and FINTRAC In this particular location for consideration at your organization from the compliance standpoint to enhance insurance policies and methods regarding the PCMLTFA

OSC staff will likely be Talking to LINC pupils about preserving and investing, fraud avoidance and where to search out unbiased info.

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Any interested parties who need to go to the occasion are questioned to send an e-mail with complete Get in touch with facts to Room is proscribed. It is anticipated that a transcript are going to be posted to the OSC’s website adhering to completion with the roundtable.

OSC workers will be Chatting with users on the Probus Club of Belleville. The Safeguard Your cash presentation will help users learn how to recognize frauds and ripoffs, what to do in the event you suspect a fraud and wherever to search out unbiased information.

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This seminar will target numerous essential subject areas for portfolio professionals (PMs) that were highlighted in our 2017 Annual Summary Report for Sellers, Advisers and IFMs (OSC Personnel Recognize 33-748). The topics that may be discussed are as follows: Delivering advisory expert services to “senior” shoppers, Preliminary conclusions from our sweep review of PMs with a significant percentage of “senior customers” and discussion of some best procedures for coping with “senior” consumers, Findings from compliance testimonials of on the net advisers, and discussion of regulatory obligations and best techniques for PMs using this organization model, and

This seminar will support mining contributors with enhancing their specialized disclosure and supply a possibility to hear straight from the regulator about popular disclosure pitfalls and challenges.

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Personnel from the you could look here portfolio supervisor team will explore crucial issues relating to advisers and the associated regulatory worries. There'll also be discussion of popular adviser deficiencies noted throughout compliance assessments and ongoing OSC initiatives that impact advisers.

Rising systems during the monetary sector (“FinTech”) are driving transformational alter in financial providers and disrupting every single facet of the sector.

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Persons and advisors of personal providers considering heading community may perhaps desire to show up at to understand ongoing general public organization prerequisites Paperwork

OSC team might be speaking to associates with the Fairview Seniors Neighborhood about fraud avoidance and the way to make a lot more informed financial choices.

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